DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Amy Christine Pasquarelli

Osaic Institutions, Inc.BD affiliatedIpswich, Ma dual registrantIAPD 6181846

Feed of 09/15/2026

Also filed as Amy Christine D'Arrigo

At current firm

1 y

since May 7, 2025

In the industry

18 y

since Aug 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Institutions, Inc. BD affiliated current
since May 7, 2025 · Danvers, Ma
LPL Financial LLC BD affiliated
Aug 17, 2022 to May 23, 2025 · Bridgeport, Ct
People'S United Advisors, Inc. former
Dec 11, 2019 to Aug 17, 2022 · Danvers, Ma
People'S Securities, Inc. former
Aug 29, 2016 to Mar 31, 2020 · Danvers, Ma

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Osaic Institutions, Inc.
left May 23, 2025, registered May 7, 2025 (-16 days) · Affiliated broker-dealer or bank to another
People'S United Advisors, Inc. to LPL Financial LLC
left Aug 17, 2022, registered Aug 17, 2022 (0 days) · corporate re-registration, not a move
People'S Securities, Inc. to People'S United Advisors, Inc.
left Mar 31, 2020, registered Dec 11, 2019 (-111 days) · corporate re-registration, not a move

Signals

Amy Christine Pasquarelli left Lpl Financial Llc for Osaic Institutions, Inc. (registered 2025-05-07)
May 23, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address