DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• A•••••••• B•••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehousePembroke Pines, Fldual registrantIAPD 6183702

Feed of 09/14/2026

Also filed as D•••••• A•••••••• B•••••••

At current firm

0 y

since Dec 15, 2025

In the industry

10 y

since Jun 16, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Dec 15, 2025 · Pembroke Pines, Fl
C•••••• S••••• • C••• I••• national BD
Feb 8, 2022 to Dec 19, 2025 · Coral Gables, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Mar 30, 2020 to Sep 7, 2023 · Ft Lauderdale, Fl
T• A••••••••• I••• former
Mar 6, 2020 to Oct 14, 2022 · Fort Lauderdale, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Oct 26, 2018 to Mar 6, 2020 · Fort Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 19, 2025, registered Dec 15, 2025 (-4 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Feb 8, 2022 (-576 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Mar 30, 2020 (-928 days) · corporate re-registration, not a move
M•• I•••••••• S•••••••• L•• to T• A••••••••• I•••
left Mar 6, 2020, registered Mar 6, 2020 (0 days) · Other

Signals

D•••••• A•••••••• B••••••• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-12-15)
Dec 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address