RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• B•••• D•••••
- B••••• C•••••• M••••••••• L•• independent RIA currentsince Apr 13, 2016 · Franklin, Tn
- E•• F•••••••• A••••••• independent RIAApr 29, 2015 to Apr 7, 2016 · Charlotte, Nc
- E•••••••• A•••••••• L•• national BDJun 17, 2014 to Apr 30, 2015 · Nashville, Tn
- E•• F•••••••• A••••••• to B••••• C•••••• M••••••••• L••left Apr 7, 2016, registered Apr 13, 2016 (6 days) · Other
- E•••••••• A•••••••• L•• to E•• F•••••••• A•••••••left Apr 30, 2015, registered Apr 29, 2015 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address