RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• M••• S•••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Cedarburg, Wi
- U••• B•••••• I••••••••• I••• formerMay 4, 2020 to Feb 13, 2026 · West Allis, Wi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 30, 2015 to Mar 16, 2020 · Mequon, Wi
- A••••••••• I••••••••• S•••••••• I••• independent RIAMar 10, 2014 to Jul 7, 2015 · Milwaukee, Wi
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left Mar 16, 2020, registered May 4, 2020 (49 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 7, 2015, registered Oct 30, 2015 (115 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address