DFX Intelligence
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Feed of 09/14/2026
Also filed as P•• M• K••••••••• M•••••• K••••••••• M•••••• K••••••••• M•••••• K••••••••• M• K•••••
At current firm
0 y
since Dec 23, 2025
In the industry
13 y
since Aug 10, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Dec 23, 2025 · Cumming, Ga
- W•••• F•••• A••••••• wirehouseAug 5, 2014 to Jan 7, 2016 · Laguna Beach, Ca
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 2, 2013 to Jun 9, 2014 · Tysons Corner, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••••• P•••••••left Jan 7, 2016, registered Dec 23, 2025 (3638 days) · Wirehouse to independent RIA
- V••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Jun 9, 2014, registered Aug 5, 2014 (57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address