RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- V•••••• W••••• state registered currentsince Apr 4, 2018 · Chandler, Az
- V•••••• W••••• state registeredApr 4, 2018 to Dec 31, 2019 · Chandler, Az
- M•••• • C••••• I•• BD affiliatedMar 18, 2016 to Apr 2, 2018 · Phoenix, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 17, 2013 to Mar 2, 2016 · Gilbert, Az
- M•••• • C••••• I•• to V•••••• W•••••left Apr 2, 2018, registered Apr 4, 2018 (2 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••• • C••••• I••left Mar 2, 2016, registered Mar 18, 2016 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address