RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• P••••••• T•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2025 · Homewood, Al
- C•••••••• F•••••••• G•••• A••••••• formerSep 26, 2017 to Feb 20, 2025 · Birmingham, Al
- H••••••• A••••••••• I•• otherDec 5, 2016 to Jul 18, 2017 · Birmingham, Al
- S••••• A••• A•••• M••••••••• I••• formerJan 4, 2016 to Jul 11, 2016 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
- H••••••• A••••••••• I•• to C•••••••• F•••••••• G•••• A•••••••left Jul 18, 2017, registered Sep 26, 2017 (70 days) · Other
- S••••• A••• A•••• M••••••••• I••• to H••••••• A••••••••• I••left Jul 11, 2016, registered Dec 5, 2016 (147 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address