RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••••• C•••••••• D• J••••
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince Jul 1, 2025 · Dublin, Oh
- C•••••••• F•••••••• unclassifiedMay 24, 2018 to Oct 25, 2025 · Dublin, Oh
- H••••••• C•••••• independent RIAAug 1, 2014 to Apr 6, 2018 · Columbus, Oh
- C•••••••• F•••••••• to S•••••• W••••• P•••••••• L••left Oct 25, 2025, registered Jul 1, 2025 (-116 days) · Other
- H••••••• C•••••• to C•••••••• F••••••••left Apr 6, 2018, registered May 24, 2018 (48 days) · Other
- M•••••• R••••• C•••••••• D• J•••• left C•••••••• F•••••••• for S•••••• W••••• P•••••••• L•• (registered 2025-07-01)Oct 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address