DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Desmond Quinn
Feed of 09/14/2026
Also filed as Brian Quinn
At current firm
4 y
since Jul 22, 2022
In the industry
12 y
since Oct 4, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cohen & Steers Capital Management Inc. asset manager currentsince Jul 22, 2022 · New York, Ny
- Guggenheim Investments asset managerSep 14, 2017 to May 18, 2021 · New York, Ny
- Bny Mellon Securities Corporation otherDec 10, 2014 to Sep 22, 2017 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Guggenheim Investments to Cohen & Steers Capital Management Inc.left May 18, 2021, registered Jul 22, 2022 (430 days) · Other
- Bny Mellon Securities Corporation to Guggenheim Investmentsleft Sep 22, 2017, registered Sep 14, 2017 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address