RIA Intelligence

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 5, 2025 · Dallas, Tx
• A•••••• A••••••• S••••••• former
  Oct 25, 2019 to Sep 5, 2025 · Dallas, Tx
• 1•• G••••• A••••••• I•• former
  Nov 28, 2018 to Oct 25, 2019 · Dallas, Tx
• R•••••• J•••• • A••••••••• I••• national BD
  Sep 6, 2016 to Jan 30, 2017 · Dallas, Tx
• D••••••• B••• S••••••••• I••• no RAUM
  Jul 11, 2016 to Sep 6, 2016 · Dallas, Tx

• A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
  left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
• 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••
  left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
• R•••••• J•••• • A••••••••• I••• to 1•• G••••• A••••••• I••
  left Jan 30, 2017, registered Nov 28, 2018 (667 days) · Affiliated broker-dealer or bank to another
• D••••••• B••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address