RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• R• C•••••••
- H••••••••• F•••••••• A••••••• independent RIA currentsince Apr 11, 2025 · Homewood, Al
- A•••••• P••••••• P•••••••• I••• BD affiliatedMar 13, 2023 to Jun 11, 2025 · Dubuque, Ia
- B••••••••• W••••• M••••••••• formerJan 23, 2020 to Jan 16, 2023 · Birmingham, Al
- C••••• W••••• M••••••••• I••• independent RIAFeb 29, 2016 to Jan 21, 2020 · Birmingham, Al
- P•• A••••••• mixed wealthMay 22, 2015 to Jan 28, 2016 · Hoover, Al
- A•••••• P••••••• P•••••••• I••• to H••••••••• F•••••••• A•••••••left Jun 11, 2025, registered Apr 11, 2025 (-61 days) · Affiliated broker-dealer or bank to independent RIA
- B••••••••• W••••• M••••••••• to A•••••• P••••••• P•••••••• I•••left Jan 16, 2023, registered Mar 13, 2023 (56 days) · RIA to RIA
- C••••• W••••• M••••••••• I••• to B••••••••• W••••• M•••••••••left Jan 21, 2020, registered Jan 23, 2020 (2 days) · RIA to RIA
- P•• A••••••• to C••••• W••••• M••••••••• I•••left Jan 28, 2016, registered Feb 29, 2016 (32 days) · Other
- S•••• R• C••••••• left A•••••• P••••••• P•••••••• I••• for H••••••••• F•••••••• A••••••• (registered 2025-04-11)Jun 11, 2025 · Advisor changed firm · fact
- S•••• R• C••••••• left B••••••••• W••••• M••••••••• for A•••••• P••••••• P•••••••• I••• (registered 2023-03-13)Jan 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address