A•••••• G•• D•••••••••

• L•• F•••••••• L•• BD affiliated current
  since May 15, 2025 · Winston Salem, Nc
• C••• F•••••••• S•••••••• L••• former
  Apr 25, 2022 to May 15, 2025 · Winston-Salem, Nc
• T• A••••••••• I••• former
  Feb 27, 2018 to Apr 16, 2019 · Asheville, Nc
• T• A••••••••• I••••••••• M••••••••• L•• former
  Feb 26, 2018 to Apr 16, 2019 · Omaha, Ne
• S•••••••• I••••••••• M••••••••• former
  May 24, 2017 to Feb 26, 2018 · Saint Louis, Mo

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Apr 16, 2019, registered Feb 27, 2018 (-413 days) · channel change inside one enterprise, not a move
• T• A••••••••• I••• to C••• F•••••••• S•••••••• L•••
  left Apr 16, 2019, registered Apr 25, 2022 (1105 days) · Other
• S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
  left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address