DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••• W•••••• G•••••••••

G••••• W••••• S••••••••• L••state registeredAustin, TxIA-onlyIAPD 6224407

Certified Financial Planner

Feed of 09/14/2026

Also filed as W•••• G•••••••••

At current firm

2 y

since May 3, 2024

In the industry

13 y

since Jun 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••• W••••• S••••••••• L•• state registered current
since May 3, 2024 · Austin, Tx
V•••• W••••• A••••••• L•• unclassified
Aug 11, 2023 to Oct 18, 2024 · Austin, Tx
R•••••••• F•••••••• G•••• L•• former
Mar 15, 2022 to Jul 10, 2023 · Austin, Tx
L•• F•••••••• L•• BD affiliated
Feb 5, 2019 to Aug 12, 2022 · Austin, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 13, 2014 to Sep 13, 2017 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

V•••• W••••• A••••••• L•• to G••••• W••••• S••••••••• L••
left Oct 18, 2024, registered May 3, 2024 (-168 days) · Other
R•••••••• F•••••••• G•••• L•• to V•••• W••••• A••••••• L••
left Jul 10, 2023, registered Aug 11, 2023 (32 days) · Other
L•• F•••••••• L•• to R•••••••• F•••••••• G•••• L••
left Aug 12, 2022, registered Mar 15, 2022 (-150 days) · RIA to a newly registered adviser
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Sep 13, 2017, registered Feb 5, 2019 (510 days) · Wirehouse to independent RIA

Signals

W•••• W•••••• G••••••••• left V•••• W••••• A••••••• L•• for G••••• W••••• S••••••••• L•• (registered 2024-05-03)
Oct 18, 2024 · Advisor changed firm · fact
W•••• W•••••• G••••••••• left R•••••••• F•••••••• G•••• L•• for V•••• W••••• A••••••• L•• (registered 2023-08-11)
Jul 10, 2023 · Advisor changed firm · fact
W•••• W•••••• G••••••••• left L•• F•••••••• L•• for R•••••••• F•••••••• G•••• L•• (registered 2022-03-15)
Aug 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address