DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tira Lee Clement
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Tira Stanley
At current firm
0 y
since Aug 20, 2026
In the industry
13 y
since Oct 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Aug 20, 2026 · Morocco, In
- Esi Financial Advisors independent RIAOct 9, 2023 to Aug 24, 2026 · Morocco, In
- Midwestern Securities Trading Co.,LLC independent RIAMay 25, 2021 to Sep 15, 2023 · East Peoria, Il
Moves
a registration end followed by a registration begin elsewhere
- Esi Financial Advisors to Cetera Investment Advisers LLCleft Aug 24, 2026, registered Aug 20, 2026 (-4 days) · RIA to affiliated broker-dealer or bank
- Midwestern Securities Trading Co.,LLC to Esi Financial Advisorsleft Sep 15, 2023, registered Oct 9, 2023 (24 days) · RIA to RIA
Signals
- Tira Lee Clement left Esi Financial Advisors for Cetera Investment Advisers Llc (registered 2026-08-20)Aug 24, 2026 · Advisor changed firm · fact
- Tira Lee Clement left Midwestern Securities Trading Co.,Llc for Esi Financial Advisors (registered 2023-10-09)Sep 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address