RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••••• G••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 15, 2023 · Delray Beach, Fl
- B••••• W••••• A••••••• unclassifiedJun 5, 2017 to Nov 16, 2017 · Mount Laurel, Nj
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 2, 2016 to Mar 16, 2023 · Mount Laurel, Nj
- N•• A•••••• S•••••••• L•• formerFeb 18, 2016 to Sep 22, 2016 · Mt. Laurel, Nj
- L•• F•••••••• L•• BD affiliatedApr 24, 2014 to Nov 2, 2015 · Marlton, Nj
- K••••• A••••••• S•••••••• L•• to B••••• W••••• A•••••••left Mar 16, 2023, registered Jun 5, 2017 (-2110 days) · Other
- B••••• W••••• A••••••• to L•• F•••••••• L••left Nov 16, 2017, registered Mar 15, 2023 (1945 days) · Other · moved with a team
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered May 2, 2016 (-143 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to N•• A•••••• S•••••••• L••left Nov 2, 2015, registered Feb 18, 2016 (108 days) · Other
- M•••••• B•••••• G•••••• left K••••• A••••••• S•••••••• L•• for B••••• W••••• A••••••• (registered 2017-06-05)Mar 16, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address