DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A•••••• K••••

3•••• A•••• M••••••••• L•independent RIANaples, Fldual registrantIAPD 6230804

Feed of 09/14/2026

Also filed as Alireza A Kandi

At current firm

3 y

since Jun 30, 2023

In the industry

13 y

since Jul 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

3•••• A•••• M••••••••• L• independent RIA current
since Jun 30, 2023 · Naples, Fl
T• A••••••••• I••• former
Aug 23, 2022 to Oct 14, 2022 · Naples, Fl
C•••••• S••••• • C••• I••• national BD
Jul 29, 2021 to May 24, 2023 · Plantation, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 13, 2020 to May 25, 2021 · Naples, Fl
C•••••• S••••• • C••• I••• national BD
Sep 1, 2015 to Nov 27, 2019 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to T• A••••••••• I•••
left May 24, 2023, registered Aug 23, 2022 (-274 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to 3•••• A•••• M••••••••• L•
left Oct 14, 2022, registered Jun 30, 2023 (259 days) · Other
C••••• I••••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left May 25, 2021, registered Jul 29, 2021 (65 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to C••••• I••••••••• A••••••• L••
left Nov 27, 2019, registered Feb 13, 2020 (78 days) · Affiliated broker-dealer or bank to another

Signals

A•••••• K•••• left T• A••••••••• I••• for 3•••• A•••• M••••••••• L• (registered 2023-06-30)
Oct 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address