RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• E•••• G••••
- C•••••• B••••• A••••••• independent RIA currentsince Jul 9, 2026 · Memphis, Tn
- W•••••• • A••••••••• L•• formerMay 25, 2016 to Jul 16, 2026 · Memphis, Tn
- W•••••• • A••••••••• I•• formerAug 5, 2013 to May 25, 2016 · Memphis, Tn
- W•••••• • A••••••••• L•• to C•••••• B••••• A•••••••left Jul 16, 2026, registered Jul 9, 2026 (-7 days) · RIA to RIA · moved with a team
- W•••••• • A••••••••• I•• to W•••••• • A••••••••• L••left May 25, 2016, registered May 25, 2016 (0 days) · channel change inside one enterprise, not a move · moved with a team
- S••• E•••• G•••• left W•••••• • A••••••••• L•• for C•••••• B••••• A••••••• (registered 2026-07-09)Jul 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address