RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• C••••••
- Professional profile
- linkedin.com/in/vic-clement-4380372aareportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- F•••••••• E••••••••• 4• L•••• I••• state registered currentsince May 13, 2025 · Cerritos, Ca
- R•••• I••••••••• A••••••• L•• BD affiliatedDec 23, 2015 to Mar 31, 2025 · Cerritos, Ca
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedSep 20, 2013 to Dec 31, 2015 · Pasadena, Ca
- R•••• I••••••••• A••••••• L•• to F•••••••• E••••••••• 4• L•••• I•••left Mar 31, 2025, registered May 13, 2025 (43 days) · Affiliated broker-dealer or bank to a state-registered adviser
- T••••••••• F•••••••• A•••••••• L•• to R•••• I••••••••• A••••••• L••left Dec 31, 2015, registered Dec 23, 2015 (-8 days) · Other
- V••••• C•••••• left R•••• I••••••••• A••••••• L•• for F•••••••• E••••••••• 4• L•••• I••• (registered 2025-05-13)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address