DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
H••••• M•••• B•••••••••
Feed of 09/14/2026
Also filed as H••••• M•••• Norcross
At current firm
4 y
since Jan 12, 2022
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 12, 2022 · Johnston, Ia
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Mar 20, 2020 · Johnston, Ia
- S••••••• I••••••••• I••• formerJan 18, 2017 to Nov 2, 2018 · Algona, Ia
- A••••••• A••••••• S••••••• formerJun 6, 2016 to Jan 27, 2017 · W Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- A••••••• A••••••• S••••••• to S••••••• I••••••••• I•••left Jan 27, 2017, registered Jan 18, 2017 (-9 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address