RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•• BD affiliated currentsince Jan 27, 2025 · Ann Arbor, Mi
- I• A••••••• S•••••••• I••• formerJan 18, 2019 to Jan 29, 2025 · Brooklyn, Ny
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 25, 2017 to Jan 22, 2019 · New York, Ny
- I• A••••••• S•••••••• I••• to S••left Jan 29, 2025, registered Jan 27, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• I••••••••• A••••••• L•• to I• A••••••• S•••••••• I•••left Jan 22, 2019, registered Jan 18, 2019 (-4 days) · Affiliated broker-dealer or bank to another
- D•••• G•••••••• left I• A••••••• S•••••••• I••• for Spc (registered 2025-01-27)Jan 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address