DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••••• A••••• C•••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseScottsdale, Azdual registrantIAPD 6255158

Feed of 09/14/2026

Also filed as K•••••••• A••••• Riedel

At current firm

3 y

since Jan 24, 2023

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Jan 24, 2023 · Scottsdale, Az
C••••• A•••••• N••••••• L•• former
May 20, 2021 to Jan 10, 2023 · Scottsdale, Az
S••••• F•••••••• G•••• I•• former
Mar 5, 2020 to May 20, 2021 · Scottsdale, Az
L•• F•••••••• L•• BD affiliated
Jun 28, 2019 to Mar 13, 2020 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

C••••• A•••••• N••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 10, 2023, registered Jan 24, 2023 (14 days) · Affiliated broker-dealer or bank to wirehouse
S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move
L•• F•••••••• L•• to S••••• F•••••••• G•••• I••
left Mar 13, 2020, registered Mar 5, 2020 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

K•••••••• A••••• C••••••• left C••••• A•••••• N••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-01-24)
Jan 10, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address