DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tariq Ahmad Khan
Feed of 09/15/2026
Also filed as Tariq Khan
At current firm
1 y
since Jan 1, 2025
In the industry
12 y
since Apr 24, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hisaab Capital, LLC state registered currentsince Jun 2, 2026 · Laytonsville, Md
- Wealthcare Financial Group, Inc. state registered currentsince Jan 1, 2025 · Bethesda, Md
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Dec 11, 2018 · Rockville, Md
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Rockville, Md
- New England Securities Corporation formerMay 19, 2014 to Jan 2, 2015 · Wall Township, Nj
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Wealthcare Financial Group, Inc.left Dec 11, 2018, registered Jan 1, 2025 (2213 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address