RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• Y••••• F••••••
- E•• W••••• M••••••••• L•• state registered currentsince Oct 16, 2018 · North Little Rock, Ar
- 1•• G••••• A••••••• I•• formerSep 30, 2014 to Oct 3, 2018 · N. Little Rock, Ar
- 1•• G••••• A••••••• I•• to E•• W••••• M••••••••• L••left Oct 3, 2018, registered Oct 16, 2018 (13 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address