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RIA Intelligence
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Registered advisor
J•••• R• L•••••••
Feed of 09/14/2026
At current firm
6 y
since Jan 6, 2020
In the industry
28 y
since Sep 1, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L••••••• F•••••••• A•••••••• L•• state registered currentsince Jan 6, 2020 · Waldoboro, Me
- M•••• A••••••• A••••••••• I••• unclassifiedJan 2, 2015 to Nov 20, 2018 · New Sharon, Me
- C•••••• G•••• • C• I•• formerAug 7, 2014 to Dec 31, 2014 · New Sharon, Me
Moves
a registration end followed by a registration begin elsewhere
- M•••• A••••••• A••••••••• I••• to L••••••• F•••••••• A•••••••• L••left Nov 20, 2018, registered Jan 6, 2020 (412 days) · Other
- C•••••• G•••• • C• I•• to M•••• A••••••• A••••••••• I•••left Dec 31, 2014, registered Jan 2, 2015 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address