DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tyler Nicholas Broek
Feed of 09/14/2026
At current firm
0 y
since Dec 18, 2025
In the industry
22 y
since Oct 1, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Thepartners Wealth Management independent RIA currentsince Dec 18, 2025 · Miami, Fl
- Osaic Wealth, Inc. BD affiliatedJun 14, 2024 to Dec 22, 2025 · South Boston, Ma
- Securities America Advisors, Inc. formerJul 17, 2020 to Jun 14, 2024 · Miami, Fl
- Investacorp Advisory Services Inc formerJan 10, 2017 to Jul 17, 2020 · Miami, Fl
- Ladenburg Thalmann Asset Management Inc otherMar 10, 2014 to Jan 3, 2017 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Thepartners Wealth Managementleft Dec 22, 2025, registered Dec 18, 2025 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Investacorp Advisory Services Inc to Securities America Advisors, Inc.left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- Ladenburg Thalmann Asset Management Inc to Investacorp Advisory Services Incleft Jan 3, 2017, registered Jan 10, 2017 (7 days) · Other · moved with a team
Signals
- Tyler Nicholas Broek left Osaic Wealth, Inc. for Thepartners Wealth Management (registered 2025-12-18)Dec 22, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address