RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince May 16, 2023 · Cranberry Twp, Pa
- L•• E••••••••• L•• BD affiliatedAug 12, 2016 to Apr 7, 2023 · Cranberry, Pa
- D•••••• • R••••••• A••••••••• I••• formerJun 11, 2014 to Jul 15, 2016 · Cranberry, Pa
- L•• E••••••••• L•• to L•• F•••••••• L••left Apr 7, 2023, registered May 16, 2023 (39 days) · Other · moved with a team
- D•••••• • R••••••• A••••••••• I••• to L•• E••••••••• L••left Jul 15, 2016, registered Aug 12, 2016 (28 days) · Other · moved with a team
- D•••••• F• P•••• left L•• E••••••••• L•• for L•• F•••••••• L•• (registered 2023-05-16)Apr 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address