RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• T••••••• D••••
- A••••••• W••••• M••••••••• L•• independent RIA currentsince Nov 15, 2021 · Hartwell, Ga
- B•••• W•••••• L•• independent RIAFeb 13, 2019 to Sep 9, 2021 · Atlanta, Ga
- A••••••• W••••• M••••••••• L•• independent RIAFeb 3, 2014 to Jan 22, 2019 · Birmingham, Al
- B•••• W•••••• L•• to A••••••• W••••• M••••••••• L••left Sep 9, 2021, registered Nov 15, 2021 (67 days) · RIA to RIA
- A••••••• W••••• M••••••••• L•• to B•••• W•••••• L••left Jan 22, 2019, registered Feb 13, 2019 (22 days) · RIA to a newly registered adviser · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address