DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Vega
Certified Financial Planner
Feed of 09/14/2026
Also filed as Daniel Vega
At current firm
0 y
since Aug 17, 2026
In the industry
12 y
since Nov 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Aug 17, 2026 · Melville, Ny
- Equitable Advisors, LLC national BDSep 29, 2021 to Aug 25, 2026 · New York, Ny
- MML Investors Services, LLC BD affiliatedOct 30, 2020 to Oct 4, 2021 · New York, Ny
- Pruco Securities, LLC no RAUMApr 22, 2020 to Nov 10, 2020 · White Plains, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 24, 2014 to Jan 10, 2017 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to LPL Enterprise, LLCleft Aug 25, 2026, registered Aug 17, 2026 (-8 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Equitable Advisors, LLCleft Oct 4, 2021, registered Sep 29, 2021 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- Pruco Securities, LLC to MML Investors Services, LLCleft Nov 10, 2020, registered Oct 30, 2020 (-11 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pruco Securities, LLCleft Jan 10, 2017, registered Apr 22, 2020 (1198 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Daniel Vega left Equitable Advisors, Llc for Lpl Enterprise, Llc (registered 2026-08-17)Aug 25, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address