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Registered advisor
A••••• C•••• O•••••
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
11 y
since Nov 14, 2014
In the industry
12 y
since Dec 4, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••• T•••• A•••• M••••••••• L•• state registered currentsince Nov 14, 2014 · Austin, Tx
- A••••••••• R••••••• A•• M••••••••• L•• unclassifiedJan 6, 2014 to Nov 10, 2014 · Austin, Tx
- A••••••••• R••••••• A•• M••••••••• L•• unclassifiedDec 9, 2013 to Dec 31, 2013 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• R••••••• A•• M••••••••• L•• to B••• T•••• A•••• M••••••••• L••left Nov 10, 2014, registered Nov 14, 2014 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address