RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A•••• B•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Winston-Salem, N, Nc
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Winston-Salem, N, Nc
- 1•• G••••• A••••••• I•• formerFeb 6, 2018 to Oct 25, 2019 · Winston-Salem, Nc
- T•••• M•••••••• F•••••••• A••••••• independent RIAMar 19, 2014 to Feb 1, 2018 · Winston Salem, Nc
- C••••• A•••••• N••••••• L•• formerJan 27, 2014 to Feb 18, 2014 · Winston-Salem, Nc
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- T•••• M•••••••• F•••••••• A••••••• to 1•• G••••• A••••••• I••left Feb 1, 2018, registered Feb 6, 2018 (5 days) · Other
- C••••• A•••••• N••••••• L•• to T•••• M•••••••• F•••••••• A•••••••left Feb 18, 2014, registered Mar 19, 2014 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address