RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••••• M•••• C•••••••••
- C••••• C•••••• P•••••••• L•• independent RIA currentsince Sep 26, 2023 · San Diego, Ca
- D• M• B••••••• I••• independent RIAJan 17, 2023 to Mar 4, 2024 · Solana Beach, Ca
- B••• W••••• G••••• I•• independent RIAAug 10, 2022 to Jan 4, 2023 · San Diego, Ca
- D• M• B••••••• I••• to C••••• C•••••• P•••••••• L••left Mar 4, 2024, registered Sep 26, 2023 (-160 days) · RIA to RIA
- B••• W••••• G••••• I•• to D• M• B••••••• I•••left Jan 4, 2023, registered Jan 17, 2023 (13 days) · RIA to RIA
- S•••••••• M•••• C••••••••• left D• M• B••••••• I••• for C••••• C•••••• P•••••••• L•• (registered 2023-09-26)Mar 4, 2024 · Advisor changed firm · fact
- S•••••••• M•••• C••••••••• left B••• W••••• G••••• I•• for D• M• B••••••• I••• (registered 2023-01-17)Jan 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address