DFX Intelligence
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Registered advisor
D•••• A••••• N•••••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedBen Wheeler, Tx dual registrantIAPD 6287130
Feed of 09/15/2026
Also filed as D•••• N•••••••••
At current firm
9 y
since Mar 1, 2017
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 1, 2017 · Ben Wheeler, Tx
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 22, 2015 to May 11, 2016 · Denton, Tx
Moves
a registration end followed by a registration begin elsewhere
- T••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 11, 2016, registered Mar 1, 2017 (294 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address