RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• Y•••• M•••• P••••••
- J•••••••• I••••••••• A••••••• L•• mixed wealth currentsince Jun 30, 2026 · New York, Ny
- L•• E••••••••• L•• BD affiliatedApr 23, 2026 to Jun 4, 2026 · White Plains, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 7, 2015 to Mar 3, 2021 · New York, Ny
- L•• E••••••••• L•• to J•••••••• I••••••••• A••••••• L••left Jun 4, 2026, registered Jun 30, 2026 (26 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••••• G••••• M•••••• I••• to L•• E••••••••• L••left Mar 3, 2021, registered Apr 23, 2026 (1877 days) · Affiliated broker-dealer or bank to another
- T•••••• Y•••• M•••• P•••••• left L•• E••••••••• L•• for J•••••••• I••••••••• A••••••• L•• (registered 2026-06-30)Jun 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address