RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
James Taylor Burns
- Title
- PARTNERreportedontrackplans.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Ontrack Wealth Management independent RIA currentsince Nov 16, 2020 · Plymouth, Mi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 4, 2018 to Oct 13, 2020 · Dearborn, Mi
- Vintage Financial Services LLC formerJan 23, 2014 to Nov 14, 2018 · Ann Arbor, Mi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ontrack Wealth Managementleft Oct 13, 2020, registered Nov 16, 2020 (34 days) · Wirehouse to independent RIA
- Vintage Financial Services LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 14, 2018, registered Dec 4, 2018 (20 days) · RIA to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address