S•••• M•••••• D•••••

• H•••• C•••••• W••••• M••••••••• state registered current
  since Apr 27, 2022 · Fishers, In
• M•• I•••••••• S•••••••• L•• BD affiliated
  Aug 10, 2020 to Apr 27, 2022 · Indianapolis, In
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  May 18, 2020 to Aug 10, 2020 · Indianapolis, In

• M•• I•••••••• S•••••••• L•• to H•••• C•••••• W••••• M•••••••••
  left Apr 27, 2022, registered Apr 27, 2022 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
• N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••
  left Aug 10, 2020, registered Aug 10, 2020 (0 days) · Other

• ••• Locked
  Apr 27, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address