A••••• V•••• P•••••••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Nov 18, 2021 · Phoenix, Az
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jan 11, 2016 to Jul 7, 2017 · Waterloo, Ia
• I••••• F•••••••• C••••••••• former
  Oct 8, 2015 to Nov 12, 2015 · Moline, Il
• L•• F•••••••• L•• BD affiliated
  Oct 8, 2014 to Jun 22, 2015 · Waterloo, Ia

• A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jul 7, 2017, registered Nov 18, 2021 (1595 days) · Affiliated broker-dealer or bank to another
• I••••• F•••••••• C••••••••• to A••••••••• F•••••••• S•••••••• L••
  left Nov 12, 2015, registered Jan 11, 2016 (60 days) · Other
• L•• F•••••••• L•• to I••••• F•••••••• C•••••••••
  left Jun 22, 2015, registered Oct 8, 2015 (108 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address