DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E••• P•••••• M••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedPonte Vedra Beach, Fldual registrantIAPD 6298093
Certified Financial Planner
Feed of 09/14/2026
Also filed as E••• P•••••• M••••••••• M••••
At current firm
3 y
since Dec 16, 2022
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Dec 16, 2022 · Ponte Vedra Beach, Fl
- C•••••• S••••• • C••• I••• national BDMar 3, 2020 to Dec 19, 2022 · Jacksonville, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Feb 5, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDMay 21, 2015 to Jul 13, 2018 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 19, 2022, registered Dec 16, 2022 (-3 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left Feb 5, 2020, registered Mar 3, 2020 (27 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedDec 19, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address