RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• L••• C•••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Oct 27, 2025 · Milwaukee, Wi
- L•• E••••••••• L•• BD affiliatedOct 28, 2024 to Sep 18, 2025 · Waukesha, Wi
- R••••• W• B•••• • C•• I••••••••• mixed wealthDec 17, 2014 to Apr 12, 2024 · Milwaukee, Wi
- L•• E••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Sep 18, 2025, registered Oct 27, 2025 (39 days) · Other
- R••••• W• B•••• • C•• I••••••••• to L•• E••••••••• L••left Apr 12, 2024, registered Oct 28, 2024 (199 days) · RIA to a newly registered adviser
- C••••• L••• C••••••• left L•• E••••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-10-27)Sep 18, 2025 · Advisor changed firm · fact
- C••••• L••• C••••••• left R••••• W• B•••• • C•• I••••••••• for L•• E••••••••• L•• (registered 2024-10-28)Apr 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address