DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin Houston Wyker
Feed of 09/14/2026
At current firm
0 y
since Feb 26, 2026
In the industry
12 y
since Feb 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Feb 26, 2026 · Decatur, Al
- Raymond James & Associates, Inc. national BDNov 17, 2015 to Feb 27, 2026 · Decatur, Al
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Stifel, Nicolaus & Company, Incorporatedleft Feb 27, 2026, registered Feb 26, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- Benjamin Houston Wyker left Raymond James & Associates, Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2026-02-26)Feb 27, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address