T••••• M••••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 20, 2022 · Hudson, Oh
• A••••••••• F•••••••• S•••••••• L•• national BD
  Mar 3, 2020 to Jan 11, 2022 · Fairlawn, Oh
• W••••••••• W••••• M••••••••• state registered
  Apr 13, 2018 to Dec 10, 2019 · Canton, Oh
• L••••• I••••••••• G••••• L•• unclassified
  Mar 26, 2014 to Aug 17, 2018 · Canton, Oh

• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Jan 11, 2022, registered Jan 20, 2022 (9 days) · Affiliated broker-dealer or bank to another · moved with a team
• W••••••••• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••
  left Dec 10, 2019, registered Mar 3, 2020 (84 days) · Other
• L••••• I••••••••• G••••• L•• to W••••••••• W••••• M•••••••••
  left Aug 17, 2018, registered Apr 13, 2018 (-126 days) · Other · moved with a team

• ••• Locked
  Jan 11, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address