RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• A•••• T••••••
- T•• W••••• A•••••••• L•• state registered currentsince Feb 1, 2023 · Folsom, Ca
- V•• H••••• F•••••••• A••••••• independent RIAAug 2, 2021 to Sep 12, 2022 · El Dorado Hills, Ca
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• formerNov 17, 2014 to Jan 8, 2021 · Sacramento, Ca
- V•• H••••• F•••••••• A••••••• to T•• W••••• A•••••••• L••left Sep 12, 2022, registered Feb 1, 2023 (142 days) · RIA to a state-registered adviser
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• to V•• H••••• F•••••••• A•••••••left Jan 8, 2021, registered Aug 2, 2021 (206 days) · RIA to RIA
- N••••• A•••• T•••••• left V•• H••••• F•••••••• A••••••• for T•• W••••• A•••••••• L•• (registered 2023-02-01)Sep 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address