RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W• P•••••
- L•••••• M••• R••••••••• G•••• L•• state registered currentsince Sep 8, 2026 · Springfield, Mo
- A•••••• F••••••••• I••• independent RIASep 19, 2020 to Jul 6, 2026 · Fountain Hills, Az
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 28, 2019 to Oct 23, 2019 · Houston, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 28, 2016 to Dec 31, 2018 · Houston, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 29, 2015 to Dec 23, 2015 · The Woodlands, Tx
- A•••••• F••••••••• I••• to L•••••• M••• R••••••••• G•••• L••left Jul 6, 2026, registered Sep 8, 2026 (64 days) · RIA to a state-registered adviser
- M•• I•••••••• S•••••••• L•• to A•••••• F••••••••• I•••left Oct 23, 2019, registered Sep 19, 2020 (332 days) · Affiliated broker-dealer or bank to independent RIA
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Dec 23, 2015, registered Mar 28, 2016 (96 days) · Other
- M•••••• W• P••••• left A•••••• F••••••••• I••• for L•••••• M••• R••••••••• G•••• L•• (registered 2026-09-08)Jul 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address