RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• H•••• D•••••
- A••••• C•••••• P••••••• L•• state registered currentsince Oct 16, 2024 · Houston, Tx
- I••••••• W••••• P•••••••• L•• unclassifiedNov 27, 2018 to Apr 1, 2019 · Columbia, Md
- C•••• P•••• A••••••• L•• formerNov 30, 2015 to Jun 4, 2018 · Ellicott City, Md
- B••••••••• F•••••••• A••••••• independent RIAApr 3, 2014 to Nov 30, 2015 · Columbia, Md
- I••••••• W••••• P•••••••• L•• to A••••• C•••••• P••••••• L••left Apr 1, 2019, registered Oct 16, 2024 (2025 days) · Other
- C•••• P•••• A••••••• L•• to I••••••• W••••• P•••••••• L••left Jun 4, 2018, registered Nov 27, 2018 (176 days) · Other
- B••••••••• F•••••••• A••••••• to C•••• P•••• A••••••• L••left Nov 30, 2015, registered Nov 30, 2015 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address