RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••••• M•••• E••••••
- M••••••••• F•••••••• P•••••••• I••• state registered currentsince Oct 18, 2022 · Murfreesboro, Tn
- A•••• C••••••• W••••• M••••••••• L•• formerAug 15, 2018 to Jan 26, 2022 · Durham, Nc
- A•••• C••••••• W••••• M••••••••• L•• to M••••••••• F•••••••• P•••••••• I•••left Jan 26, 2022, registered Oct 18, 2022 (265 days) · RIA to a state-registered adviser
- Katherine Marie Edwards left Adams Chetwood Wealth Management Llc for Mainstreet Financial Planning, Inc. (registered 2022-10-18)Jan 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address