RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• R••• M••••••
- R••••• W••••• G••••• I••• independent RIA currentsince Jul 18, 2022 · Fort Worth, Tx
- W••••••• L•• independent RIAMar 16, 2022 to Jul 11, 2022 · Fort Worth, Tx
- R••••• W••••• G••••• I••• independent RIAApr 29, 2014 to Mar 7, 2022 · Fort Worth, Tx
- W••••••• L•• to R••••• W••••• G••••• I•••left Jul 11, 2022, registered Jul 18, 2022 (7 days) · RIA to RIA
- R••••• W••••• G••••• I••• to W••••••• L••left Mar 7, 2022, registered Mar 16, 2022 (9 days) · RIA to RIA
- C••••••••• R••• M•••••• left W••••••• L•• for R••••• W••••• G••••• I••• (registered 2022-07-18)Jul 11, 2022 · Advisor changed firm · fact
- C••••••••• R••• M•••••• left R••••• W••••• G••••• I••• for W••••••• L•• (registered 2022-03-16)Mar 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address