DFX Intelligence
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Registered advisor
F•••••••• J••••• P••••••
Feed of 09/15/2026
Also filed as F••• J••••• P••••••
At current firm
0 y
since Sep 30, 2025
In the industry
21 y
since Oct 1, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Sep 30, 2025 · Milwaukee, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 22, 2020 to Jul 11, 2022 · Milwaukee, Wi
- R•••••• J•••• • A••••••••• I••• national BDJun 3, 2019 to Oct 8, 2020 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 8, 2020, registered Dec 22, 2020 (75 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address