DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam P Fernance
Feed of 09/14/2026
Also filed as Adam Fernance
At current firm
0 y
since Sep 29, 2025
In the industry
13 y
since Jun 12, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Sep 29, 2025 · Cunningham, Tn
- Sorrento Pacific Financial, LLC formerNov 4, 2016 to Aug 1, 2025 · San Diego, Ca
- Cuso Financial Services, L.P. formerNov 4, 2016 to Aug 1, 2025 · San Diego, Ca
- Transamerica Financial Advisors, LLC BD affiliatedApr 15, 2016 to Oct 27, 2016 · Temecula, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 21, 2014 to Nov 4, 2015 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Sorrento Pacific Financial, LLC to Cambridge Investment Research Advisors, Inc.left Aug 1, 2025, registered Sep 29, 2025 (59 days) · Affiliated broker-dealer or bank to another
- Cuso Financial Services, L.P. to Sorrento Pacific Financial, LLCleft Aug 1, 2025, registered Nov 4, 2016 (-3192 days) · channel change inside one enterprise, not a move
- Transamerica Financial Advisors, LLC to Cuso Financial Services, L.P.left Oct 27, 2016, registered Nov 4, 2016 (8 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Transamerica Financial Advisors, LLCleft Nov 4, 2015, registered Apr 15, 2016 (163 days) · Other
Signals
- Adam P Fernance left Sorrento Pacific Financial, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-09-29)Aug 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address