DFX Intelligence
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Registered advisor
K••••••••• E• E•••••••
Feed of 09/15/2026
Also filed as K••••••••• E••• E••••••••• E• E•••••••
At current firm
0 y
since Mar 31, 2026
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 31, 2026 · Saint Augustine, Fl
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Nov 10, 2025 · Saint Augustine, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 20, 2022 to Mar 31, 2025 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 12, 2016 to Feb 23, 2022 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to E•••••• A••••••• G••••• L••left Nov 10, 2025, registered Mar 31, 2026 (141 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Feb 23, 2022, registered Jul 20, 2022 (147 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedNov 10, 2025 · Advisor changed firm · fact
- ••• LockedFeb 23, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address