RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• G••••• P••••
- M••••••••• W••••• independent RIA currentsince Sep 8, 2023 · Clyde Hill, Wa
- I••••• F•••••••• P•••••••• L•• unclassifiedJul 9, 2019 to Feb 26, 2024 · Clyde Hill, Wa
- V••••••• L•• formerApr 12, 2018 to Dec 27, 2018 · Bellevue, Wa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 8, 2017 to Mar 9, 2018 · Seattle, Wa
- I••••• F•••••••• P•••••••• L•• to M••••••••• W•••••left Feb 26, 2024, registered Sep 8, 2023 (-171 days) · Other
- V••••••• L•• to I••••• F•••••••• P•••••••• L••left Dec 27, 2018, registered Jul 9, 2019 (194 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to V••••••• L••left Mar 9, 2018, registered Apr 12, 2018 (34 days) · Other
- R•••• G••••• P•••• left I••••• F•••••••• P•••••••• L•• for M••••••••• W••••• (registered 2023-09-08)Feb 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address