DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• B••••• B•••••

L•• F•••••••• L••BD affiliatedWoodsboro, Md dual registrantIAPD 6348763

Certified Financial Planner

Feed of 09/14/2026

Also filed as C•••••• B••••• Smith

At current firm

0 y

since Feb 13, 2026

In the industry

16 y

since Jun 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 13, 2026 · Hagerstown, Md
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Feb 13, 2026 · Cockeysville, Md
P•••• S••••••••• L•• no RAUM
Jan 16, 2024 to Nov 14, 2024 · Hagerstown, Md
L•• F•••••••• L•• BD affiliated
Jan 26, 2023 to Nov 27, 2023 · Hagerstown, Md
T••••••• A•••••• N••••••• L•• BD affiliated
Feb 22, 2022 to Nov 4, 2022 · Gettysburg, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to L•• F•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · channel change inside one enterprise, not a move
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to P•••• S••••••••• L••
left Nov 27, 2023, registered Jan 16, 2024 (50 days) · Affiliated broker-dealer or bank to another
T••••••• A•••••• N••••••• L•• to L•• F•••••••• L••
left Nov 4, 2022, registered Jan 26, 2023 (83 days) · Affiliated broker-dealer or bank to independent RIA

Signals

C•••••• B••••• B••••• left L•• F•••••••• L•• for P•••• S••••••••• L•• (registered 2024-01-16)
Nov 27, 2023 · a•••••• firm change · fact
C•••••• B••••• B••••• left T••••••• A•••••• N••••••• L•• for L•• F•••••••• L•• (registered 2023-01-26)
Nov 4, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address